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                       POLITICS                                                                     NOTES ON COMMUNISM
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                                   NOTES ON COMMUNISM
                            Wrong Theory,  Evil Practice
                                     By Patrícia Lança


    CAN THERE BE any substitute for capitalism?  Does this question even make sense?  Some on the
    extreme Left—anti-globalization and environmentalist militants—seem to think it does and that socialism
    is still the substitute for what they consider a hateful system.  Only among such people can there be
    any consensus opinion to the effect that communism's failure was due to it having been implemented in
    backward countries and that in the West it could been successful. And they seem to believe that this is
    still the case. The economic disasters and human suffering caused by communist practice have been fully
    documented and require no repetition.  However, it seems there are a number of people, particularly
    among the young, who believe communist theory still holds good. That this approach is not consonant with
    Marxist theory itself (which stresses the unity of theory and practice)  is overlooked.  But then
    communist, i.e. Marxist, theory is not usually much examined  these days and it is doubtful whether
    many of its latter-day adepts are as familiar with it as were the old communists. These at least knew
    their theory and the history of the working-class movement and its heresies. Because they were
    educated Marxists, most of these old-timers abandoned communism when they began to recognize its
    consequences. This essay will attempt to get back to basics.

    Three premisses may be taken as a starting point.

    a)  Modern professional economists no longer take seriously Marxist economics and the elaborations of surplus
    value theory. There is consensus that the application of Marxist economic theory can lead only to stagnation
    at best and economic collapse at worst.  This is because its  premisses are just plain wrong, something that
    was recognized by many economists in communist countries long before the system collapsed and is recognized
    in communist China today.       

    b)  No philosopher takes dialectal and historical materialism (Marxist philosophy) seriously.

    c)  With the exception of a small minority numbering Hobsbawm, Christopher Hill and their ilk, there are now
    few historians who espouse the Marxist teleological philosophy of History.

    In the Humanities any dominant view that may exist today  is  the very wide and eclectic current known as
    post-modernism and its various forms of relativism.  However, the irrationalism, nihilism and antinomianism to
    be found in this area are generally opposed by the few remaining  self-confessed Marxists.  (cf. Terry
    Eagleton's critique in this connexion).  It can indeed be argued that despite certain Marxist borrowings (such
    as the notion that prevailing ideas in any society are the ideas of the ruling class) relativism is at the polar
    opposite of Marxist political theory.  Marxists do, after all, claim to espouse a scientific theory:  objective,
    empirical and testable.

    It can be convincingly argued that contemporary relativism has arisen precisely out of the the Left's
    disillusionment with Marxist dogmas.

    Just because a country has a nationalized (i.e. socialist) economy,  we cannot talk about it as having a
    communist regime. Such a regime must have the ideology based on these three self-styled fundamental areas
    of Marxism (Economics, Philosophy and History). If we could do without them,  there are a number of
    countries we would have to classify as communist, and we do not.  Moreover there is no instance of any
    nationalized economy being successful beyond the short term.  Not to mention the political defects of such
    experiments and their wholesale repression of basic human rights.

                                                               II

    In the heyday of communism, that is, before the Khrushchev speech and the Soviet invasion  and occupation
    of Hungary in 1956/57  (both of which  provoked  an earthquake on the Left), it was customary for
    communists and their sympathizers to bother little with rebutting their critics' theoretical arguments.
    Because it is an axiom of Marxist theory itself that  practice (praxis) is paramount, communists always
    pointed to the alleged economic and social successes of the Soviet Union and the 'Peoples Democracies' as  
    'the proof of the pudding'.  Because Marxists claimed to be scientific they held that the test of all theory
    was practice, that this was the ultimate proof of any theory and so there was little  point in discussing the
    latter with adversaries: it had been proved to be correct.  Any contestation of the alleged success of this
    practice was put down to 'imperialist' or 'bourgeois' propaganda.  In the final analysis the objectors with  
    their theoretical arguments and factual accusations were classified as, at best, to be suffering from 'false
    consciousness'.  They were anti-communist because they subconsciously wanted to defend their own interests.
    So when communism imploded in Russia and Europe not only regimes collapsed but with them also the theory
    they had so long defended.

    With Khrushchev's revelations and mounting evidence of Soviet economic failures it thus  became necessary
    for Western supporters to explain what had gone wrong and there arose on the New Left theoretical rather
    than  factual arguments in defence of Marxism. Theory once again became paramount, as it had before 1917,
    and much of it was garnered from earlier dissident arguments. The Trotskyists came briefly to the
    forefront  with their theory about the inevitable failure of trying to build 'socialism in one country'. But
    there were a number of  sources other than Trotsky (for example Antonio Gramsci and later the Frankfurt
    School) where the New Left went for inspiration.

    Those, went on from Trotsky to the argument that it wasn't so much Stalin's  'socialism in one country'
    doctrine that was at fault as that the system had been tried in a backward country against the prediction of
    Marx and Engels who saw Germany and England as the first countries destined to implement a successful
    socialist revolution. The New Left, following Trotsky, hypothesized that had it been the United States,
    Britain, or perhaps Germany, to implement communism and even try 'socialism in one country', things might
    have gone better. This question was discussed endlessly on the New Left in the fifties and sixties.  Notably
    absent from the discussion was any rigorous examination of underlying Marxist economic or philosophical  
    principles.  Questioning Marxist tenets  continued to be a heresy and it was felt to be deeply improper to go
    back to all the traditional 'bourgeois' criticisms  of the theory.  Some people indeed took that path but they
    soon departed from the main  current of the New Left and turned sharply to the Right.  The New Left, in
    its eagerness to  be faithful to the creed, veered more and more towards Maoism, Guevarrism and faith in
    salvation through the colonial revolution.

                                                               III

    A key factor in all these discussions and its repercussions on their audiences was the basic ignorance of so
    many sympathisers of what communist theory really was.  Most of these people had never read any of the
    Marxist, Leninist or indeed Stalinist, classics.  The Communist Manifesto was about as far as they had
    ventured.  Old-fashioned politically educated communist militants, however, knew what was being talked
    about.  They had after all not only read the key classics but had regularly attended the Party's education
    classes for years on end. This may have been why so many of the latter abandoned Marxism altogether. The
    great mass of sympathetic fellow-travellers, however, had not done much reading, nor known the daily grind
    of the rank-and-file party militant.  They had been motivated more by emotion and respect for the prestige
    of those Lenin called 'the useful idiots'. The  revelations about the nature of 'actually existing socialism'   
    proved truly shocking. But Utopian dreams are hard to  abandon and thinking is difficult  too, so people tended
    to cling to any straw that might be available.


                                                                IV

                         PRINCIPAL DEFECTS IN MARXIST THEORY


    a) Marxism's faulty economic predictions:

    •        The falling rate of profit for the capitalist class which would drive them to ever more intense
    oppression and exploitation of the working class;  
    •        the consequent inevitable impoverishment of the working class under capitalism;
    •        The requirement by capitalism of a 'reserve army of the unemployed' in order to keep wages down;
    •        Stagnation and the end to technological innovation;
    •        Central planning of a nationalized economy (means of production, distribution and exchange) would
    result in an increase of wealth. (A socialist economy, the first stage, would give  to each according to his
    work; while a communist economy, the second stage, would give to each according to his need.)
    •        With growing and properly distributed wealth in a socialist society the State would inevitably wither
    away and in full-fledged communist society would altogether disappear.

    Marx and Engels were quite simply wrong about all of these.


    •        Profits in fact did not fall in capitalist countries but increased absolutely and became more
    widespread throughout society as evidenced by the impressive growth of the middle class.
    •        The working class too gradually became better off, partly, but not only, because of trade unionism.  
    (Engels's work on The Condition of the Working Class in England was based on figures produced by    
    'bourgeois' social reformers, which were, by his time twenty or thirty years out of date).  Modern social and
    economic historians now all agree that despite Dickensian horrors, British workers became steadily more
    prosperous throughout the nineteenth century. Which, of course, is why the domestic market and production
    for it as well as for foreign markets expanded.
    •        Far from desiring a reserve army of the unemployed to keep wages down, capitalists generally
    became more and more conscious of their own interests depending precisely on the enrichment of the workers,
    and not only for reasons of avoiding social unrest.  There lay the market for consumer goods industries which
    were to reach their apogee in  present-day consumer societies. (A fact which explains, as does no other, the
    overall capitalist conversion to one form or another of the welfare state and support for social democracy).
    •        So far as predicted technological stagnation is concerned, the truth is there for all to see and
    requires no further comment other than to say that, except in the military sphere, technological stagnation
    and that of scientific research became one of the outstanding characteristics of Soviet-style economies.  
    Where these did adopt modern technology from the West (as in information technology and military affairs) it
    proved largely disruptive for socialist systems.
    •        As far as socialism being capable of  solving economic problems and creating greater wealth than was
    possible under capitalism, this prediction too has been falsified  and the consequences are there for all to see.
    •        Not only was there no sign of the State withering away but in  Soviet style economies the State
    reached overwhelming proportions.


    b) A faulty view of human nature lies at the heart of Marxism.  This originates in Locke's  'blank slate'
    (tabula rasa) theory of Mind (derived ultimately from St Augustine) which influenced a number of
    Enlightenment thinkers such as Rousseau, and has been with us ever since. This holds that nobody is born with
    innate dispositions.  Personality, moral inclinations and intelligence  are produced above all by environment.
    With the environment changed by socialism people would sooner or later develop a socialist (i.e. collectivist
    outlook) and with it a taste for high culture.   

    So it became a crucial point for  the New Left to discuss how you could make socialism without socialists.
    What about the makers, the inaugurators of this process?  They wouldn't be able to do it unless they were
    free of  bourgeois taint.  Such freedom  was what enabled them to see the truth  and  they would thus be
    able to impose on the rest the purity of their ideals and the correctness of their interpretations. This
    somewhat  Calvinist idea has great attraction for the messianic vanity of a certain type of intellectual and
    helps to explain the peculiar ferocity of factional strife among revolutionaries, always suspicious of each
    other's purity of intention and fidelity to Marxism. Interesting in this connexion was Lenin's oft-quoted
    assertion that the working class alone could never rise above economic or trade-union consciousness.  The
    intellectuals were the ones who must furnish revolutionary consciousness using the Party and its vanguard role
    as guide to the proletariat.  So this provided an alluring prospect for some intellectuals. However, history
    was to provide an ironic destiny for these: the Bolsheviks' best intellectuals were among the first to be
    eliminated in Stalin's and subsequent purges. (The inclination to messianic arrogance of some intellectuals
    again came  to prominence  in radical egalitarian sociology, e.g. Peter Winch, with the idea of the 'free-
    floating intellectual' who could rise above environmental conditioning.)

    It was agreed in all these discussions, inspired partly by Trotsky, that you could not build socialism based on
    an economy of scarcity.  If there weren't enough to go round, as in a backward country like Russia,  then
    planning would inevitably implicate policing of distribution.  People (not having yet developed socialist
    consciousness and its magnanimity) would quarrel and would therefore have to be knocked  into line.  This,
    (together with capitalist encirclement) was essentially why terror had developed in the Soviet Union and its
    satellites.

    But if socialism were to be introduced in wealthy, advanced and educated countries such policing would not be
    necessary.  What was overlooked here was any rigorous examination of why such countries had come to be
    wealthy and educated in the first place. And also why in such places most people were evidently not keen to
    change the system.  The answer to the latter point was that these were 'alienated', and the task for
    revolutionaries was to destroy their 'false consciousness.' Again the role of the illuminated vanguard.  

    Where the wealth and success of capitalism was discussed their cause was said to lie in imperialism and the
    exploitation of the underdeveloped world.  The rich are rich because the poor are poor and the poor are poor
    because the rich are rich, not only domestically but globally.  There are a huge number of economic arguments
    and facts to show that this is not the case:  not least the fact that most trade and investment are between
    capitalist countries themselves and that there has been gradual improvement in the developing world overall.  
    The fact that the gulf between rich and poor has grown is conceptually a separate matter. Many rich have
    indeed become richer but most of the poor have become less poor.  Had there not been improvement in the
    developing world there would have been no population increase, the best indicator of improving conditions in the
    early stages of modernization.

    c) A faulty view of History  also lies behind all the above attitudes.  It was held  that mankind had started
    off under a state of primitive communism, essentially peaceful and egalitarian (straight from Rousseau and his
    'noble savage' idea). The  agricultural revolution destroyed hunter-gatherer societies and resultant production
    of surpluses gave rise to private property and a leisured class of owners who appropriate the surplus.  The
    alleged course of History, propelled by class conflict, (through slave-owning, then feudalist, then capitalist
    society) was to culminate inevitably in a return, at a higher level, of communist society. And with the
    introduction of socialism and its development into communism there would occur the withering away of the
    State. One form of class society changed into another because of changes in the mode of production.  True
    enough about the change from hunter-gatherers (who were certainly not communist) to pastoralists then
    agriculturalists.  But it is difficult to see how slave production changed to feudal production and the latter to
    capitalist modes, purely on the basis of changes in the mode of production.  This economicist interpretation
    leaves out of account all non-economic factors such as religion, art and the growth of knowledge and humanist
    conscience.

    There are societies where you get all three so-called stages within the same society. Much ink has been  
    spilled in trying to fit History into the Marxist strait-jacket.  From slavery to feudalism was a particularly
    thorny topic and so there arose a new category, that of oriental despotism, much written about by French
    theorists regarding the so-called hydraulic societies of the East based on large-scale irrigation works.

    Engels's famous work The Origin of the Family, Private Property and the State, was based on the now
    discredited findings of the American anthropologist Morgan.  Modern anthropology makes it quite clear and
    indisputable that primitive man did not live in peaceful harmony with his fellows and that the intensity of
    violence prevalent in such societies would make the twentieth century look like an island of peace.  So much
    for Marxist views about primitive times.

    It is also now accepted that feudalism did not occur everywhere in a kind of linear development from
    slavery.  Marx based himself on the French model of feudalism and this  was atypical.  Moreover capitalism
    itself (the accumulation of stocks, buying cheap and selling dear, hence profit)  is always incipient in any
    society that goes in for trade.  And this occurred in both slave and in feudal societies, which are frequently
    one and the same. Any familiarity with Roman Law shows how much attention was paid to the Law of Contract
    and provisions governing trade, usury and even industries such as mining.  Indeed discussion of usury, an  
    essential feature of capitalism, is to be found in the Old Testament.

    It is also interesting that all three monotheistic religions have at various times (and reiterated most
    recently among  Moslem theologians) been opposed to usury, making lending  at interest a serious sin.  
    According to this profoundly anti-capitalist, anti-developmental doctrine, there should be no interest charged
    on loans.  However, any study of economics tells us that there can a) be no progress without lending and
    borrowing because this is what promotes investment; b) that few would lend without the prospect of
    interest.  Where interest was banned by law as in pre-modern China, lending at interest inevitably became a
    black market activity with excessively high interest charged, thus braking investment and fostering economic
    stagnation. This was the main cause of the decay of that great civilization which should have had everything
    going for it including technological progress. (The banning of usury  may also be one cause of stagnation in
    Islamic societies.)

    d)  Weakness of Marxist Philosophy, known as Dialectical and Historical Materialism.  I have already looked
    summarily at the faulty historical element and the extreme materialism of the Marxist view of human
    nature.  As for dialectics (said to be derived from Hegel),  the Marxist version of logic, hardly anybody talks
    about this nowadays except among the totally philosophically ignorant.  Philosophical logic has taken enormous
    strides in the last 150 years and this is not the place to go into this abstruse subject.  Perhaps a  definitive
    rebuttal of Marxism in the philosophical area is to be found in an accessible form in Popper's Poverty of
    Historicism whose title is a gloss on Marx's Poverty of Philosophy.  But best of all is the massive work of the
    Polish philosopher, Leszek Kolakowski, formerly a marxist.  

    A sub-product, very influential in recent times, of Marxist philosophical ideas in the field of Ethics is that of
    Equality.  With its origin in some eighteenth-century Enlightenment ideas, enshrined both in the American and
    French Revolutions, this meritorious-sounding principle  was initially intended to apply to the secular idea of
    equality before the Law or the Christian idea of equality before God.  But the notion of equality has been
    distorted in recent times to that of the absolute equality of one individual with another, which is of course
    tied to the Blank Slate idea (cf: the famous nature/nurture dispute). However, as experience, common sense
    and contemporary genetic science all tell us: individuals are not equal, either in talent, personality or moral
    propensities, and all a decent State can do about this is to secure equality of citizens before the Law (the
    Rule of Law) and equality of opportunity.  Here is probably the basic Achilles Heel of communist theory.  
    Central planning, intrinsic to a nationalized economy, necessarily involves bureaucratization and restrictions on
    individual freedom.  But bureaucrats are people, unequal people with differing propensities and moral outlooks.  
    Not only is bureaucracy inefficient but it is also a breeding ground for corruption, the arbitrariness of the
    powerful and a spawning ground for totalitarian tendencies. But the overwhelming defect of central planning is
    the fact that nobody and no institution can claim complete and adequate knowledge of all the factors involved
    in any situation and so all decision-making is necessarily flawed and replete with unintended consequences.  
    Bureaucracy  was much discussed in the halcyon days of the New Left and the answer was thought to be
    'Workers Self-Management', a version of anarchism.  No more central planning.  No more arbitrariness from
    above.  The workers themselves, as in the original Soviets, would be the decision-makers.  It was thought
    that this idea was being put into practice first in Yugoslavia, then in Algeria.  Tomes were written on the
    subject.  One last final squeak of this theorizing emerged among certain observers of the Portuguese post-
    l974 land reform.  Everywhere these experiments collapsed, leaving behind sequels of discontent, cynicism and
    poverty.

    Related to the ideal of workers' self-management is the attraction of collective experiments, all of which
    have wrecked themselves on the rocks of human nature and its fallibility, as any examination of the history
    of these endeavours clearly demonstrates, from before Robert Owen to the Israeli kibbutz and hippy
    collectives.

    But Utopianism continues to lure the unwary.

                                                        
                                                                 V

                          Conclusion

    Freedom of thought, expression, and association; equality before the Law;  freedom to own property as the
    basis of both economic prosperity and of freedom; impartial and speedy Justice;  well-designed and well-
    manned institutions in a State whose only reason for existence is the protection of its citizens; democracy,
    defined as that system which enables citizens to get rid, without violence, of an unsatisfactory government.   

    None of the foregoing essentials for a decent society can be guaranteed without an educated citizenry which
    understands, on the one hand, the benefits these bring and, on the other, the components of the ever-
    present totalitarian temptation.  One of the most important elements in that education is a knowledge of the
    mistakes of History. Without this we are likely to see them repeated.

                                                         ~~~~««»»~~~~

    KARL MARX (right)
    and
    FRIEDRICH ENGELS
    left) were the joint
    authors of THE
    COMMUNIST
    MANIFESTO (1848)
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